Exhibit 1.01

MaxLinear, Inc.

Conflict Minerals Report

For The Year Ended December 31, 2019

Cautionary Note Concerning Forward-Looking Statements: This Conflict Minerals Report contains forward-looking statements within the meaning of federal securities laws. These forward-looking statements include statements concerning MaxLinear’s objectives for its conflict minerals policy and compliance initiatives and actions it intends to take relating to conflict minerals. Forward-looking statements involve substantial risks and uncertainties that could cause actual results to differ materially from currently anticipated results. When considering forward-looking statements, you should consider, among other factors, the risk factors described in the reports and other filings that MaxLinear files with the United States Securities and Exchange Commission, including MaxLinear’s Annual Report on Form 10-K for the year ended December 31, 2019 and its subsequent Quarterly Reports on Form 10-Q. The risk factors included in these filings are not exhaustive, and risks that are not identified therein could materially affect whether MaxLinear realizes the results anticipated or implied by any forward-looking statements contained in this Conflict Minerals Report. Except as required by law, MaxLinear disclaims any obligation to update these forward-looking statements, whether as a result of new information, future events, or otherwise.

Introduction

This Conflict Minerals Report (this “Report”) for MaxLinear, Inc. (“MaxLinear” or “we” or “our”) covers the reporting period from January 1, 2019 to December 31, 2019 and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended (“Rule 13p-1”). This Report is filed as Exhibit 1.01 to our Specialized Disclosure Report on Form SD (the “Form SD”). A copy of this Report and the Form SD are publicly available on our website at https://investors.maxlinear.com/sec-filings.

        In 2010, the United States enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”). Section 1502 of the Act relates to conflict minerals and requires companies subject to the Act to file a Form SD annually with the United States Securities and Exchange Commission (“SEC”) to disclose whether the tungsten, tantalum, tin, and gold (referred to collectively as “3TG”) used in their products benefitted, directly or indirectly, armed groups in the Democratic Republic of the Congo and adjoining countries (collectively, the “Covered Countries”). This Report, which is an exhibit to our Form SD, describes the design and implementation of our conflict minerals due diligence measures undertaken in 2019, including a description of how these measures were designed to determine, to our knowledge, the source mines, countries of origin, and processing facilities for 3TG contained in components used in MaxLinear’s products.

Background and Covered Products

MaxLinear is a provider of radio-frequency, or RF, high-performance analog, and mixed-signal communications system-on-chip solutions for the connected home, wired and wireless infrastructure, and industrial and multi-market applications. As a fabless semiconductor company, we do not manufacture our semiconductor products but contract for their manufacture through semiconductor foundries generally located in Asia. Our supply chain is complex, and multiple tiers exist between the mines from which 3TG are extracted and its incorporation into our products. We do not purchase raw ore or unrefined 3TG directly and make no purchases in the Covered Countries. As a result and as described more fully below, we rely on our foundries and suppliers to provide information on the origin of the 3TG contained in our products.

MaxLinear Covered Products

During 2019, MaxLinear contracted to manufacture and had manufactured a total of 874 integrated circuit products, or IC Products, (as measured by individual stock keeping units or SKUs) for our markets. We currently provide several types of broadband and communications semiconductor devices: radio frequency, or RF, receivers and RF Receiver System on Chip, or RF Receiver SoCs; wireless infrastructure backhaul RF receivers and modem SoCs; transimpedance amplifiers, or TIA’s; laser modulator drivers; clock and data recovery circuits; interface solutions; power management; and date encryption and compression. Our semiconductor solutions combine various analog and mixed-signal technologies and functionality that traditionally required the use of multiple external discrete components. Substantially all of MaxLinear’s revenues in calendar year 2019 were generated through sales of integrated circuit products.

MaxLinear also provides evaluation or demonstration circuit boards, or Board Products, to customers or prospective customers to allow them to test or validate MaxLinear’s IC products. Board Products are marketing or business development tools that facilitate the sale of MaxLinear’s IC Products. Because of their limited application, Board Products are manufactured and sold in

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very small quantities. Board Products are either assembled at MaxLinear facilities or manufactured for MaxLinear by third party suppliers. The supplier base for Board Products varies widely and includes many small suppliers, including printed circuit board manufacturers, component distributors, component manufacturers and manufacturers of custom made hardware such as RF filters, connectors, cables, etc. The sales of Board Products represented less than 2% of MaxLinear’s revenues in calendar year 2019.

Reasonable Country of Origin Inquiry

In accordance with Rule 13p-1 and Form SD, MaxLinear determined that 3TG are necessary to the functionality or production of its integrated circuit products and that 3TG are incorporated into its products during the manufacturing process. Accordingly, we undertook a reasonable country of origin inquiry (“RCOI”).

MaxLinear’s RCOI consisted principally of submitting to its suppliers the conflict minerals reporting template (the “RMI Template”) prepared by the Responsible Minerals Initiative (“RMI”), an initiative of the Responsible Business Alliance and Global e-Sustainability Initiative. MaxLinear submitted the RMI Template to all of its contract manufacturers and all of its first tier suppliers of components. MaxLinear then reviewed all responses for completeness, reasonableness, and consistency, and followed up for corrections and clarifications as MaxLinear determined appropriate.

Based on MaxLinear’s RCOI, MaxLinear was unable to determine that the 3TG used in its products did not originate in Covered Countries.

Due Diligence Process

        MaxLinear’s due diligence measures were designed to conform, in all material respects, with the framework in the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (the “OECD Framework”). The objectives of our diligence initiative were to determine, to the best of our ability, the source and chain of custody of the 3TG necessary for the functionality and/or production of our products; whether any such 3TG originated in the Covered Countries; and where such 3TG were determined to have originated in Covered Countries, whether armed groups directly or indirectly benefitted from such 3TG.

Due diligence measures undertaken by MaxLinear included, but were not limited to, the following:

1. Establishment of Internal Management Systems

a. Conflict Minerals Policy. In 2013, MaxLinear adopted and communicated to its foundries and suppliers a written policy relating to the use of conflict minerals in its supply chain. A copy of MaxLinear’s Conflict Minerals Policy is publicly available at https://www.maxlinear.com/support/quality/conflict-mineral-policy.

b. Internal Management to Support Supply Chain Due Diligence. MaxLinear has established an internal compliance team with members from its operations, finance, and legal functions, and these individuals are charged with the management of our conflict minerals program.

c. Controls and Transparency. As described above, MaxLinear undertook an RCOI with respect to conflict minerals in our supply chain by providing the RMI Template to each of our contract manufacturers and other first tier suppliers to gather information about their use of 3TG, the smelters and refiners in their supply chain that are included in our products, and the countries of origin for 3TG used in our products.

d. Supplier Engagement. MaxLinear continues to engage actively with its foundries and other first tier suppliers to strengthen its relationship with them. We have communicated to our foundries and other suppliers our commitment to source 3TG in a manner that does not, directly or indirectly, benefit armed groups in the Covered Countries, and we have communicated that we will consider alternative arrangements with other manufacturers or suppliers who are unable to cooperate in our due diligence efforts.

e. Grievance Mechanism. MaxLinear’s code of conduct includes procedures for reporting violations, and we provide mechanisms for anonymous reporting of violations or concerns about the conduct of our business, including our implementation and enforcement of our Conflict Minerals Policy.

2. Identification and Assessment of Risks in the Supply Chain

Because of our position within our supply chain, identifying actors upstream from our first tier contract manufacturers and suppliers is difficult. As discussed above, we identified our foundries and first tier suppliers and relied on them to provide the necessary information about the source of conflict minerals contained in the products that we contract to have manufactured. Similarly, our foundries and first tier suppliers rely on information provided by their suppliers to provide information regarding the country of origin of 3TG included in our products.

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3. Designing and Implementing a Strategy to Respond to Identified Risks

We are in the process of developing a formal risk management plan through which our conflict minerals program will be implemented, managed, and monitored. During calendar years 2013, 2014, 2015, 2016, 2017, 2018, 2019 and continuing into 2020, where foundries or suppliers were unable to provide MaxLinear with complete or reliable responses to the RMI Template, we considered these matters internally. To date, we have not identified any circumstances where we concluded that it was necessary to terminate any contract or relationship or find a replacement manufacturer or supplier as a result of conflict minerals matters.

4. Carrying Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

We do not have a direct relationship with any smelters or refiners in our supply chain. As a result, we do not and cannot conduct any audits directly. Instead, we support the development and implementation of independent third party audits of smelters such as the RMI’s Responsible Minerals Assurance Process (“RMAP”) by encouraging our foundries and other suppliers to purchase materials from audited smelters that have been validated as conflict-free under the RMAP.

5. Reporting on Supply Chain Due Diligence

In May 2020, we publicly filed the Form SD and this Report with the SEC. A copy of this Report and the Form SD are publicly available at https://investors.maxlinear.com/sec-filings. This Report includes information about the RCOI methodology utilized by the Company, the design of our due diligence process in conformance with the OECD Framework, the list of known smelters and refiners utilized in our supply chain identified in our due diligence process, and a description of our products that incorporate 3TG necessary to the functionality or production of such products.

Smelters and Refiners in Supply Chain 

        We adopted RMI’s industry approach to trace back the origin of 3TG by identifying smelters, refineries, or recyclers and scrap supplier sources through our supply chain survey results. MaxLinear leveraged RMI and the RMAP to trace the mine of origin of the 3TG to its ore level. The RMAP audits smelters and refineries to ensure that all certified smelters and refineries use only the ores that are conflict free from the Covered Countries. Based on information that was provided by our foundries and other first tier suppliers or that was otherwise obtained through our due diligence process, we believe, to the extent reasonably determinable, that the following facilities were used to process 3TG contained in our covered products.

        

        We have also provided information concerning whether the smelter participates in the RMAP and has been audited or whether it has agreed to participate in the RMAP but the audit process has not yet been completed.

Metal			Smelter or Refiner Name			Country			RMAP Status*
Gold			Advanced Chemical Company			UNITED STATES			C
Gold			Aida Chemical Industries Co., Ltd.			JAPAN			C
Gold			Allgemeine Gold-und Silberscheideanstalt A.G.			GERMANY			C
Gold			Almalyk Mining and Metallurgical Complex (AMMC)			UZBEKISTAN			C
Gold			AngloGold Ashanti Corrego do Sitio Mineracao			BRAZIL			C
Gold			Argor-Heraeus S.A.			SWITZERLAND			C
Gold			Asahi Pretec Corp.			JAPAN			C
Gold			Asaka Riken Co., Ltd.			JAPAN			C
Gold			Aurubis AG			GERMANY			C
Gold			Bangko Sentral ng Pilipinas (Central Bank of the Philippines)			PHILIPPINES			C
Gold			Boliden AB			SWEDEN			C
Gold			C. Hafner GmbH + Co. KG			GERMANY			C
Gold			CCR Refinery - Glencore Canada Corporation			CANADA			C
Gold			Cendres + Metaux S.A.			SWITZERLAND			C
Gold			Chimet S.p.A.			ITALY			C
Gold			Chugai Mining			JAPAN			C
Gold			Daejin Indus Co., Ltd.			KOREA, REPUBLIC OF			C
Gold			DSC (Do Sung Corporation)			KOREA, REPUBLIC OF			C
Gold			DODUCO Contacts and Refining GmbH			GERMANY			C
Gold			Dowa			JAPAN			C
Gold			Eco-System Recycling Co., Ltd.			JAPAN			C
Gold			OJSC Novosibirsk Refinery			RUSSIAN FEDERATION			C

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Metal			Smelter or Refiner Name			Country			RMAP Status*
Gold			HeeSung Metal Ltd.			KOREA, REPUBLIC OF			C
Gold			Heimerle + Meule GmbH			GERMANY			C
Gold			Heraeus Metals Hong Kong Ltd.			CHINA			C
Gold			Heraeus Precious Metals GmbH & Co. KG			GERMANY			C
Gold			Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.			CHINA			C
Gold			Ishifuku Metal Industry Co., Ltd.			JAPAN			C
Gold			Istanbul Gold Refinery			TURKEY			C
Gold			Japan Mint			JAPAN			C
Gold			Jiangxi Copper Co., Ltd.			CHINA			C
Gold			Asahi Refining USA Inc.			UNITED STATES			C
Gold			Asahi Refining Canada Ltd.			CANADA			C
Gold			JSC Uralelectromed			RUSSIAN FEDERATION			C
Gold			JX Nippon Mining & Metals Co., Ltd.			JAPAN			C
Gold			Kazzinc			KAZAKHSTAN			C
Gold			Kennecott Utah Copper LLC			UNITED STATES			C
Gold			Kojima Chemicals Co., Ltd.			JAPAN			C
Gold			Kyrgyzaltyn JSC			KYRGYZSTAN			C
Gold			LS-NIKKO Copper Inc.			KOREA, REPUBLIC OF			C
Gold			Materion			UNITED STATES			C
Gold			Matsuda Sangyo Co., Ltd.			JAPAN			C
Gold			Metalor Technologies (Suzhou) Ltd.			CHINA			C
Gold			Metalor Technologies (Hong Kong) Ltd.			CHINA			C
Gold			Metalor Technologies (Singapore) Pte., Ltd.			SINGAPORE			C
Gold			Metalor Technologies S.A.			SWITZERLAND			C
Gold			Metalor USA Refining Corporation			UNITED STATES			C
Gold			Metalurgica Met-Mex Penoles S.A. De C.V.			MEXICO			C
Gold			Mitsubishi Materials Corporation			JAPAN			C
Gold			Mitsui Mining and Smelting Co., Ltd.			JAPAN			C
Gold			Moscow Special Alloys Processing Plant			RUSSIAN FEDERATION			C
Gold			Nadir Metal Rafineri San. Ve Tic. A.S.			TURKEY			C
Gold			Nihon Material Co., Ltd.			JAPAN			C
Gold			Ohura Precious Metal Industry Co., Ltd.			JAPAN			C
Gold			OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)			RUSSIAN FEDERATION			C
Gold			PAMP S.A.			SWITZERLAND			C
Gold			Prioksky Plant of Non-Ferrous Metals			RUSSIAN FEDERATION			C
Gold			PT Aneka Tambang (Persero) Tbk			INDONESIA			C
Gold			PX Precinox S.A.			SWITZERLAND			C
Gold			Rand Refinery (Pty) Ltd.			SOUTH AFRICA			C
Gold			Royal Canadian Mint			CANADA			C
Gold			Samduck Precious Metals			KOREA, REPUBLIC OF			C
Gold			SEMPSA Joyeria Plateria S.A.			SPAIN			C
Gold			Shandong Zhaojin Gold & Silver Refinery Co., Ltd.			CHINA			C
Gold			Sichuan Tianze Precious Metals Co., Ltd.			CHINA			C
Gold			SOE Shyolkovsky Factory of Secondary Precious Metals			RUSSIAN FEDERATION			C
Gold			Solar Applied Materials Technology Corp.			TAIWAN			C
Gold			Sumitomo Metal Mining Co., Ltd.			JAPAN			C
Gold			Tanaka Kikinzoku Kogyo K.K.			JAPAN			C
Gold			The Refinery of Shandong Gold Mining Co., Ltd.			CHINA			C

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Metal			Smelter or Refiner Name			Country			RMAP Status*
Gold			Tokuriki Honten Co., Ltd.			JAPAN			C
Gold			Torecom			KOREA, REPUBLIC OF			C
Gold			Umicore Brasil Ltda.			BRAZIL			C
Gold			Umicore S.A. Business Unit Precious Metals Refining			BELGIUM			C
Gold			United Precious Metal Refining, Inc.			UNITED STATES			C
Gold			Valcambi S.A.			SWITZERLAND			C
Gold			Western Australian Mint (T/a The Perth Mint)			AUSTRALIA			C
Gold			Yamakin Co., Ltd.			JAPAN			C
Gold			Yokohama Metal Co., Ltd.			JAPAN			C
Gold			Zhongyuan Gold Smelter of Zhongjin Gold Corporation			CHINA			C
Gold			Gold Refinery of Zijin Mining Group Co., Ltd.			CHINA			C
Gold			Umicore Precious Metals Thailand			THAILAND			C
Gold			Geib Refining Corporation			UNITED STATES			C
Gold			MMTC-PAMP India Pvt., Ltd.			INDIA			C
Gold			KGHM Polska Miedz Spolka Akcyjna			POLAND			C
Gold			Singway Technology Co., Ltd.			TAIWAN			C
Gold			Emirates Gold DMCC			UAE			C
Gold			T.C.A S.p.A			ITALY			C
Gold			REMONDIS PMR B.V.			NETHERLANDS			C
Gold			Korea Zinc Co., Ltd.			KOREA, REPUBLIC OF			C
Gold			Marsam Metals			BRAZIL			C
Gold			SAAMP			FRANCE			C
Gold			L'Orfebre S.A.			ANDORRA			C
Gold			Italpreziosi			ITALY			C
Gold			SAXONIA Edelmetalle GmbH			GERMANY			C
Gold			WIELAND Edelmetalle GmbH			GERMANY			C
Gold			Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH			AUSTRIA			C
Gold			AU Traders and Refiners			SOUTH AFRICA			C
Gold			Bangalore Refinery			INDIA			C
Gold			SungEel HiMetal Co., Ltd.			KOREA, REPUBLIC OF			C
Gold			Planta Recuperadora de Metales SpA			CHILE			C
Gold			Safimet S.p.A			ITALY			C
Tantalum			Changsha South Tantalum Niobium Co., Ltd.			JAPAN			C
Tantalum			Changsha South Tantalum Niobium Co., Ltd.			CHINA			C
Tantalum			Guangdong Rising Rare Metals-EO Materials Ltd.			CHINA			C
Tantalum			Exotech Inc.			UNITED STATES			C
Tantalum			F&X Electro-Materials Ltd.			CHINA			C
Tantalum			Guangdong Zhiyuan New Material Co., Ltd.			CHINA			C
Tantalum			JiuJiang JinXin Nonferrous Metals Co., Ltd.			CHINA			C
Tantalum			Jiujiang Tanbre Co., Ltd.			CHINA			C
Tantalum			LSM Brasil S.A.			BRAZIL			C
Tantalum			Metallurgical Products India Pvt., Ltd.			INDIA			C
Tantalum			Mineracao Taboca S.A.			BRAZIL			C
Tantalum			Mitsui Mining and Smelting Co., Ltd.			JAPAN			C
Tantalum			Ningxia Orient Tantalum Industry Co., Ltd.			CHINA			C
Tantalum			QuantumClean			UNITED STATES			C
Tantalum			RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.			CHINA			C
Tantalum			Solikamsk Magnesium Works OAO			RUSSIAN FEDERATION			C

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Metal			Smelter or Refiner Name			Country			RMAP Status*
Tantalum			Taki Chemical Co., Ltd.			JAPAN			C
Tantalum			Telex Metals			UNITED STATES			C
Tantalum			Ulba Metallurgical Plant JSC			KAZAKHSTAN			C
Tantalum			Hengyang King Xing Lifeng New Materials Co., Ltd.			CHINA			C
Tantalum			D Block Metals, LLC			UNITED STATES			C
Tantalum			FIR Metals & Resource Ltd.			CHINA			C
Tantalum			Jiujiang Zhongao Tantalum & Niobium Co., Ltd.			CHINA			C
Tantalum			XinXing HaoRong Electronic Material Co., Ltd.			CHINA			C
Tantalum			Jiangxi Dinghai Tantalum & Niobium Co., Ltd.			CHINA			C
Tantalum			KEMET Blue Metals			MEXICO			C
Tantalum			H.C. Starck Co., Ltd.			THAILAND			C
Tantalum			H.C. Starck Tantalum and Niobium GmbH			GERMANY			C
Tantalum			H.C. Starck Hermsdorf GmbH			GERMANY			C
Tantalum			H.C. Starck Inc.			UNITED STATES			C
Tantalum			H.C. Starck Ltd.			JAPAN			C
Tantalum			H.C. Starck Smelting GmbH & Co. KG			GERMANY			C
Tantalum			Global Advanced Metals Boyertown			UNITED STATES			C
Tantalum			Global Advanced Metals Aizu			JAPAN			C
Tantalum			KEMET Blue Powder			UNITED STATES			C
Tantalum			Resind Industria e Comercio Ltda.			BRAZIL			C
Tantalum			Jiangxi Tuohong New Raw Material			CHINA			C
Tantalum			Power Resources Ltd.			MACEDONIA			C
Tantalum			Jiujiang Janny New Material Co., Ltd.			CHINA			C
Tin			Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.			CHINA			C
Tin			Alpha			UNITED STATES			C
Tin			CV Gita Pesona			INDONESIA			C
Tin			PT Aries Kencana Sejahtera			INDONESIA			C
Tin			PT Premium Tin Indonesia			INDONESIA			C
Tin			CV United Smelting			INDONESIA			C
Tin			Dowa			JAPAN			C
Tin			EM Vinto			BOLIVIA			C
Tin			Fenix Metals			POLAND			C
Tin			Gejiu Non-Ferrous Metal Processing Co., Ltd.			CHINA			C
Tin			Gejiu Zili Mining And Metallurgy Co., Ltd.			CHINA			C
Tin			Huichang Jinshunda Tin Co., Ltd.			CHINA			C
Tin			Gejiu Kai Meng Industry and Trade LLC			CHINA			C
Tin			China Tin Group Co., Ltd.			CHINA			C
Tin			Malaysia Smelting Corporation (MSC)			MALAYSIA			C
Tin			Metallic Resources, Inc.			UNITED STATES			C
Tin			Mineracao Taboca S.A.			BRAZIL			C
Tin			Minsur			PERU			C
Tin			Mitsubishi Materials Corporation			JAPAN			C
Tin			Jiangxi New Nanshan Technology Ltd.			CHINA			C
Tin			O.M. Manufacturing (Thailand) Co., Ltd.			THAILAND			C
Tin			Operaciones Metalurgicas S.A.			BOLIVIA			C
Tin			PT Artha Cipta Langgeng			INDONESIA			C
Tin			PT Babel Inti Perkasa			INDONESIA			C
Tin			PT Bangka Tin Industry			INDONESIA			C
Tin			PT Belitung Industri Sejahtera			INDONESIA			C

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Metal			Smelter or Refiner Name			Country			RMAP Status*
Tin			PT Bukit Timah			INDONESIA			C
Tin			PT DS Jaya Abadi			INDONESIA			C
Tin			PT Karimun Mining			INDONESIA			C
Tin			PT Mitra Stania Prima			INDONESIA			C
Tin			PT Panca Mega Persada			INDONESIA			C
Tin			PT Prima Timah Utama			INDONESIA			C
Tin			PT Refined Bangka Tin			INDONESIA			C
Tin			PT Sariwiguna Binasentosa			INDONESIA			C
Tin			PT Stanindo Inti Perkasa			INDONESIA			C
Tin			PT Sumber Jaya Indah			INDONESIA			C
Tin			PT Timah Tbk Kundur			INDONESIA			C
Tin			PT Timah Tbk Mentok			INDONESIA			C
Tin			PT Tinindo Inter Nusa			INDONESIA			C
Tin			PT Tommy Utama			INDONESIA			C
Tin			Rui Da Hung			TAIWAN			C
Tin			Soft Metais Ltda.			BRAZIL			C
Tin			Thaisarco			THAILAND			C
Tin			Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.			CHINA			C
Tin			White Solder Metalurgia e Mineracao Ltda.			BRAZIL			C
Tin			Yunnan Chengfeng Non-ferrous Metals Co., Ltd.			CHINA			C
Tin			Yunnan Tin Company Limited			CHINA			C
Tin			CV Venus Inti Perkasa			INDONESIA			C
Tin			Magnu's Minerais Metais e Ligas Ltda.			BRAZIL			C
Tin			Melt Metais e Ligas S.A.			BRAZIL			C
Tin			PT ATD Makmur Mandiri Jaya			INDONESIA			C
Tin			O.M. Manufacturing Philippines, Inc.			PHILIPPINES			C
Tin			PT Inti Stania Prima			INDONESIA			C
Tin			CV Ayi Jaya			INDONESIA			C
Tin			CV Dua Sekawan			INDONESIA			C
Tin			PT Rajehan Ariq			INDONESIA			C
Tin			Resind Industria e Comercio Ltda.			BRAZIL			C
Tin			Metallo Belgium N.V.			BELGIUM			C
Tin			Metallo Spain S.L.U.			SPAIN			C
Tin			PT Bangka Prima Tin			INDONESIA			C
Tin			PT Sukses Inti Makmur			INDONESIA			C
Tin			PT Kijang Jaya Mandiri			INDONESIA			C
Tin			PT Menara Cipta Mulia			INDONESIA			C
Tin			HuiChang Hill Tin Industry Co., Ltd.			CHINA			C
Tin			Gejiu Fengming Metallurgy Chemical Plant			CHINA			C
Tin			Guanyang Guida Nonferrous Metal Smelting Plant			CHINA			C
Tin			Guangdong Hanhe Non-Ferrous Metal Co., Ltd.			CHINA			C
Tin			Chifeng Dajingzi Tin Industry Co., Ltd.			CHINA			C
Tin			PT Bangka Serumpun			INDONESIA			C
Tungsten			A.L.M.T. Corp.			JAPAN			C
Tungsten			Kennametal Huntsville			UNITED STATES			C
Tungsten			Guangdong Xianglu Tungsten Co., Ltd.			CHINA			C
Tungsten			Chongyi Zhangyuan Tungsten Co., Ltd.			CHINA			C
Tungsten			Fujian Jinxin Tungsten Co., Ltd.			CHINA			C
Tungsten			Global Tungsten & Powders Corp.			UNITED STATES			C

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Metal			Smelter or Refiner Name			Country			RMAP Status*
Tungsten			Hunan Chenzhou Mining Co., Ltd.			CHINA			C
Tungsten			Hunan Chunchang Nonferrous Metals Co., Ltd.			CHINA			C
Tungsten			Japan New Metals Co., Ltd.			JAPAN			C
Tungsten			Ganzhou Huaxing Tungsten Products Co., Ltd.			CHINA			C
Tungsten			Kennametal Fallon			UNITED STATES			C
Tungsten			Tejing (Vietnam) Tungsten Co., Ltd.			VIETNAM			C
Tungsten			Wolfram Bergbau und Hutten AG			AUSTRIA			C
Tungsten			Xiamen Tungsten Co., Ltd.			CHINA			C
Tungsten			Xinhai Rendan Shaoguan Tungsten Co., Ltd.			CHINA			C
Tungsten			Ganzhou Jiangwu Ferrotungsten Co., Ltd.			CHINA			C
Tungsten			Jiangxi Yaosheng Tungsten Co., Ltd.			CHINA			C
Tungsten			Jiangxi Xinsheng Tungsten Industry Co., Ltd.			CHINA			C
Tungsten			Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.			CHINA			C
Tungsten			Malipo Haiyu Tungsten Co., Ltd.			CHINA			C
Tungsten			Xiamen Tungsten (H.C.) Co., Ltd.			CHINA			C
Tungsten			Jiangxi Gan Bei Tungsten Co., Ltd.			CHINA			C
Tungsten			Ganzhou Seadragon W & Mo Co., Ltd.			CHINA			C
Tungsten			Chenzhou Diamond Tungsten Products Co., Ltd.			CHINA			C
Tungsten			H.C. Starck Tungsten GmbH			GERMANY			C
Tungsten			H.C. Starck Smelting GmbH & Co. KG			GERMANY			C
Tungsten			Masan Tungsten Chemical LLC (MTC)			VIETNAM			C
Tungsten			Jiangwu H.C. Starck Tungsten Products Co., Ltd.			CHINA			C
Tungsten			Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji			CHINA			C
Tungsten			Niagara Refining LLC			UNITED STATES			C
Tungsten			Ganzhou Haichuang Tungsten Co., Ltd.			CHINA			C
Tungsten			Hydrometallurg, JSC			RUSSIAN FEDERATION			C
Tungsten			Unecha Refractory metals plant			RUSSIAN FEDERATION			C
Tungsten			Philippine Chuangxin Industrial Co., Inc.			PHILIPPINES			C
Tungsten			Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.			CHINA			C
Tungsten			ACL Metais Eireli			BRAZIL			C
Tungsten			Woltech Korea Co., Ltd.			KOREA, REPUBLIC OF			C
Tungsten			Moliren Ltd.			RUSSIAN FEDERATION			C

_________________________

*			This column indicates whether the known smelter or refiner participates in the RMAP as a smelter that sources conflict minerals in a manner that does not finance or benefit armed groups in the Covered Countries. For purposes of this column, “C” denotes that the smelter participates in the RMAP and successfully completed an assessment against the applicable RMAP standard or an equivalent cross-recognized assessment to be deemed “Conformant”, “A” denotes that the smelter has agreed to participate in the RMAP but that the audit process has not yet been completed as of May 26, 2020, and “U” denotes that the smelter or refinery has not received a “conflict free” designation from an independent third party audit program or the facility’s receipt of such designation is undeterminable.

Future Steps

        We have communicated our expectations to our foundries and other first tier suppliers regarding our commitment to sourcing minerals for our products in a manner that does not, directly or indirectly, finance or benefit armed groups in the DRC or adjoining countries. Since the end of 2013, we have continued, and expect to continue to increase our engagement with our relevant manufacturing foundries and first tier suppliers in order to build their knowledge and capacity so they are able to provide MaxLinear with more complete and accurate information on the source and chain of custody of conflict minerals.

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